"Secretarial Audit, Compliance Management, and Due Diligence" is paper 4 of Module 2 of the CS Professional. This subject is dealt in two parts; Part I focuses on compliance management; and Part II deals with the Secretarial Audit & Due Diligence. Recorded video lectures of the complete course are available in Pendrive / Google drive. Study material comes inclusive with this product. The key highlights of the product are as follows:
- Taught by CS Pankaj Kumar Sir
- Total duration of 73 Hours
- 32 lectures in total
- One exam oriented course book
- Query resolution by the faculty
- Self-Paced Learning
- Full course coverage
- Access on App and Laptop
Learning Outcomes
This subject will take you through the concept of Compliance management, internal control systems, preparation of various search and status reports, Secretarial and other Audits, and the process for conducting Due Diligence of various business transactions.
Major Content Covered
PART I: Compliance Management
- Compliance Framework
- Compliances
- Documentation & maintenance of records
- Search and Status Report
- KYC
- Signing and Certification
- Segment-wise Role of Company Secretaries
Part II: Secretarial Audit & Due Diligence
- Audits
- Secretarial Audit
- Internal Audit & Performance Audit
- Concepts and Principles of Other Audits
- Audit Engagement
- Audit Principles and Techniques
- Audit Process and Documentation
- Forming an Opinion & Reporting
- Secretarial Audit: Fraud detection & Reporting
- Quality Review
- Values Ethics and Professional Conduct
- Due Diligence
How this course is structured?
This subject is structured in a self-paced and student-friendly manner.
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